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Mary Jo White

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  • U.S. SEC imposes $9 million in sanctions for short-sale violations

    WASHINGTON (Reuters) - Nineteen trading firms and one trader will pay $9 million to collectively settle civil charges alleging they participated in a stock offering after shorting the stock during a restricted period, U.S. regulators said Tuesday.
  • Need for trade execution transparency gains on Wall Street

    NEW YORK (Reuters) - Executing an order in the stock market may be lightening fast but many investors do not know how trades happen while rules to ensure full transparency are lacking, a potential bonanza for businesses that can fill this hole in the...

    Activists demand U.S. SEC rule to make companies reveal political spending

    WASHINGTON (Reuters) - A group of activists stood outside of the U.S. Securities and Exchange Commission's Washington headquarters on Thursday to scold the regulator for failing to advance a rule requiring companies to disclose their political...

    Exclusive: U.S. options exchanges craft rules to fend off turmoil

    NEW YORK (Reuters) - A year after Goldman Sachs bungled a software upgrade and lost tens of millions of dollars from unintended trades, the 12 U.S. stock options exchanges have crafted new rules for dealing with erroneous transactions, according to...

    Republican lawmaker slams SEC over unauthorized leaks to media

    WASHINGTON (Reuters) - A Republican lawmaker slammed the Securities and Exchange Commission over leaks of confidential information to media outlets, including Reuters, calling the disclosures "unacceptable." Representative Jeb Hensarling, who leads the...