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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 89-99
  • Harvey avoids court oversight in Chicago water bill dispute

    Harvey avoids court oversight in Chicago water bill dispute
    A long-troubled south suburb was able to avoid outside oversight of its shaky finances in a court ruling Wednesday that also raises questions about who enforces laws meant to safeguard the stability of the region's water system. The ruling comes amid...
  • Lehigh Valley Angel investors backed three startups in 2014

    Lehigh Valley Angel Investors, a group of 33 locally based entrepreneurs backing innovative startup companies announced that it backed three additional firms in 2014. The group, which works with the Ben Franklin Technology Partners, invested a total...
  • Tribune Media to begin trading Friday on NYSE

    Tribune Media to begin trading Friday on NYSE
    Tribune Media is set to begin trading Friday on the New York Stock Exchange under the symbol TRCO. The Chicago-based media company announced Tuesday it has received approval from the Securities and Exchange Commission to list its stock on the NYSE,...
  • Sugar: We need to know how companies protect us from cyberattacks

    Sugar: We need to know how companies protect us from cyberattacks
    This past holiday season, I had a hard time choosing appropriate gifts for my family. Everything I looked at seemed to be tied to the Internet — a Kindle, a smartphone, an iPad, a Netflix subscription, a new home monitoring service, a new garage...
  • Ted Kennedy's Former Firm Being Investigated By SEC

    Ted Kennedy's Former Firm Being Investigated By SEC
    Senator-elect Ted Kennedy Jr.’s former healthcare consulting firm is being investigated for insider trading, officials said Thursday. The firm is disputing that it did anything illegal and said the case “makes no sense.” The U.S....
  • Sen.-elect Ted Kennedy's Former Firm Being Investigated For Insider Trading

    Sen.-elect Ted Kennedy's Former Firm Being Investigated For Insider Trading
    Senator-elect Ted Kennedy Jr.'s former healthcare consulting firm is being investigated for insider trading, officials said Thursday. The firm is disputing that it did anything illegal and said the case "makes no sense." The U.S. Securities and Exchange...
  • Sands patrons notified of data breach

    Sands patrons notified of data breach
    Sands Casino Resort Bethlehem alerted some customers last week to a data breach that may have exposed their driver's license numbers and other personal information. In recent letters to customers, Sands Bethlehem President Mark Juliano said the...
  • Art world abuzz over leadership shake-ups at Christie's, Sotheby's

    Multimillion-dollar bidding wars are suspenseful, sure, but the real drama at Christie's and Sotheby's lately has been behind the scenes: The top executive at each of the fierce rivals — the biggest auction houses in the world — is stepping...
  • Robert B. Reich: The coin of the realm

    A few years ago, hedge fund Level Global Investors made $54 million selling Dell Inc. stock based on insider information provided by a Dell employee. When charged with insider trading, Level Global Investors co-founder Anthony Chiasson claimed he didn't...
  • BBX to appeal verdict in SEC fraud case

    BBX to appeal verdict in SEC fraud case
    BBX Capital Corp. and its chairman plan to appeal after a jury ruled they misled investors about loan losses during the 2007 financial meltdown. BBX, operating at the time as BankAtlantic Bancorp., and Alan Levan, who remains as chairman and CEO, were...
  • Phoenix Finance Chief Receives Bonus Despite Delay In Deadline

    The Phoenix Cos. gave its chief financial officer an $87,500 cash bonus for filing quarterly financial reports with the U.S. Securities and Exchange Commission in a timely manner even though one of two reports was filed after an initial deadline. The...