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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 89-99
  • Ex-investor relations exec pleads guilty in NY to insider trading

    NEW YORK (Reuters) - A former executive at a New York investor relations firm, whose barefoot dash from news photographers last month caught the attention of Comedy Central's The Daily Show, pleaded guilty on Wednesday to insider trading. Michael...
  • RadioShack, running out of options, says it may file for bankruptcy

    RadioShack, running out of options, says it may file for bankruptcy
    Facing falling sales and accelerating losses, electronics retailer RadioShack Corp. warned it may file for bankruptcy. In a filing with the Securities and Exchange Commission, the Fort Worth company said Thursday it may need to file for Chapter 11 if...
  • GT shares plunge as Apple taps other source for new iPhone display

    NEW YORK (Reuters) - Shares of GT Advanced Technologies Inc plunged in their heaviest-ever trading day on Tuesday after Apple Inc said its new iPhone 6 would not feature screens made with GT's sapphire glass displays. GT's stock began falling abruptly in...
  • Oil company rewrites its history, may aid founder's divorce case

    OKLAHOMA CITY (Reuters) - Oil driller Continental Resources Inc has been revising its corporate history in ways that diminish the publicly traded company's accomplishments under CEO Harold Hamm, part of a legal strategy that might help Hamm avoid the...
  • SEC probes Pimco chief Bill Gross's ETF bond fund

    (Reuters) - U.S. regulator the Securities and Exchange Commission is investigating whether bond fund manager Pimco inflated the returns of its Total Return Exchange-Traded Fund run by founder Bill Gross, who has come under renewed fire from investors this...
  • U.S. companies offer more political spending detail: study

    BOSTON (Reuters) - Top U.S. companies are reporting more detail about their political contributions, according to a survey by the Center for Political Accountability, a trend that won praise from the group, which pushes for greater transparency. In a...
  • Barclays takes $77 million hit from British and U.S. fines

    LONDON/NEW YORK (Reuters) - British bank Barclays was hit with a combined $77 million in fines from British and U.S. regulators on Tuesday as the lender continues to be dogged by problems from its past. Barclays was fined 38 million pounds ($62 million)...
  • Barclays to pay $15 million over compliance failures tied to Lehman deal

    WASHINGTON (Reuters) - A unit of Barclays will pay $15 million to settle charges alleging it failed to maintain an adequate internal compliance system after its acquisition of part of Lehman Brothers during the 2008 financial crisis, U.S. regulators...
  • Nasdaq to administer data system behind three-hour trading halt

    NEW YORK (Reuters) - Nasdaq OMX Group Inc won a contract to administer billing and other chores for the data feed system that sparked a three-hour trading halt in Nasdaq-listed stocks last year, but a contract to build and manage the system is still...
  • Grupo Aval de Colombia culmina oferta de ADRs en bolsa de Nueva York por 1.265 mln dlr

    BOGOTÁ (Reuters) - El mayor conglomerado financiero de Colombia, Grupo Aval, informó que culminó la oferta de acciones preferenciales, o ADRs en la Bolsa de Nueva York, por 1.265 millones de dólares, un monto superior al inicialmente previsto. Grupo...
  • Former Newport man pleads guilty in mail fraud case

    A former Newport Beach man pleaded guilty in federal court Monday to two counts of mail fraud for his role in running a fraudulent Internet company that raised nearly $13 million from investors in the late 1990s. James S. Eberhart, 73, has been in...