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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 56-66
  • Plank surges past Bisciotti, into top half of Forbes list of richest Americans

    Plank surges past Bisciotti, into top half of Forbes list of richest Americans
    A near doubling in Under Armour's stock price over the past year helped drive CEO Kevin Plank past Ravens owner Steve Bisciotti in the Forbes 400 list of the richest Americans. Plank is worth $3 billion, according to the financial magazine, up from $1.7...
  • Morningstar strips Pimco Total Return Fund of its gold rating

    (Reuters) - Morningstar downgraded its analyst rating on the Pimco Total Return Fund to "bronze" from "gold", citing uncertainty about outflows and the reshuffling of management responsibilities after the exit of co-founder Bill Gross.     Gross, the...
  • Vanguard, BlackRock may reap billions from Pimco after Gross exit

    NEW YORK/BOSTON - Vanguard Group and BlackRock Inc could be prime destinations for hundreds of billions of dollars in assets that may flee Pimco in the wake of the sudden exit of Bill Gross, the celebrated "Bond King" of U.S. mutual funds. His new...
  • Delta president: 'You've got to be fearless'

    At least twice, Ed Bastian stood up for what he believed in against more powerful executives. While some may shy away from that path, fearing it would be political suicide, Bastian's career got a boost both times. As a young auditor for a large...
  • Nasdaq to administer data system behind three-hour trading halt

    NEW YORK (Reuters) - Nasdaq OMX Group Inc won a contract to administer billing and other chores for the data feed system that sparked a three-hour trading halt in Nasdaq-listed stocks last year, but a contract to build and manage the system is still...
  • Former Wells Fargo employees face SEC insider trading charges

    The Securities and Exchange Commission on Monday announced insider trading charges against two former Wells Fargo employees for a scheme in which two traders profited on tips from one of the bank's analysts. The SEC alleged that Gregory Bolan Jr.,...
  • Avon wins dismissal of lawsuit over China bribery

    NEW YORK (Reuters) - Avon Products Inc on Monday won the dismissal of a securities fraud lawsuit accusing the cosmetics company of concealing its inability to stop workers from bribing officials in China to win business there. U.S. District Judge Paul...
  • Bank of America fined $7.65M by SEC for miscalculating capital ratio

    Bank of America has agreed to a $7.65 million penalty to settle Securities and Exchange Commission charges stemming from the Charlotte, N.C., bank's miscalculation of its capital ratios, the SEC said Monday. The penalty comes after the bank disclosed...
  • Pimco bond fund guru Bill Gross defects to rival Janus Capital

    Bill Gross, the unconventional but wildly successful money manager who helped build Pacific Investment Management Co. into a financial juggernaut, shook up the staid bond industry Friday by jumping ship to a rival firm. A yoga-practicing billionaire who...
  • Gross begins second act as bond guru at tiny Janus fund

    NEW YORK (Reuters) - For Bill Gross, quitting Pimco's $222 billion Total Return Fund to take over a $13 million fund at Janus Capital is like resigning the U.S. presidency to become city manager of Ashtabula, Ohio, population 18,800. Gross stunned the...
  • Bill Gross leaves Pimco to join Janus; Daniel Ivascyn named successor

    Legendary bond investor Bill Gross is leaving Pacific Investment Management Co., the Newport Beach firm he co-founded, to join Janus Capital Group Inc. and manage a recently launched global bond fund, the company said Friday. In a terse statement, Pimco...