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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 34-44
  • Filing: Colt At Risk Of Defaulting On Loan

    Filing: Colt At Risk Of Defaulting On Loan
    Weakening demand for its sporting rifles and handguns in the past year have sharply decreased revenues at Colt Defense LLC, and the gun maker reports that it is at risk of defaulting on a $10.9 million loan payment due Monday. In a filing with the U.S....
  • Former owner of Empire Towers indicted in $7million fraud

    Former owner of Empire Towers indicted in $7million fraud
    Federal prosecutors have charged the former owner of Glen Burnie's Empire Towers, a 10-story building on Ritchie Highway, with securities fraud for allegedly raising more than $7 million from investors for personal use under the guise that he was...
  • Massey ex-CEO indicted for conduct linked to mine blast that killed 29

    Massey ex-CEO indicted for conduct linked to mine blast that killed 29
    Donald Blankenship, a former chief executive of Massey Energy Co, was indicted on Thursday on charges he violated federal mine safety laws prior to the April 2010 explosion that killed 29 miners at the company's Upper Big Branch mine in West Virginia....
  • Former Massey Energy chief executive indicted in 2010 mine explosion

    The former chief executive of coal giant Massey Energy Co. has been indicted on federal charges stemming from a 2010 coal mine explosion that killed 29 people. Donald L. Blankenship was indicted Wednesday by a West Virginia grand jury and charged with...
  • Farewell to a fine public servant: George H. Painter, 1926-2014

    Farewell to a fine public servant: George H. Painter, 1926-2014
    In these cynical times when working for the government is often caricatured as almost an act of moral turpitude, lifelong public servants seldom get the respect and admiration they deserve. The passing last weekend of George H. Painter, who served 35...
  • Made in California: Fender an instrument of change in guitar industry

    Made in California: Fender an instrument of change in guitar industry
    Deep inside a cavernous factory in Corona, some legendary rock names gather nonchalantly along a wall. There's Eric Clapton next to Jeff Beck, with Mark Knopfler only inches away — not the actual musicians, but the bespoke guitar necks that...
  • Investigation reveals how Florida man ripped off DEA agents

    WASHINGTON The late Kenneth Wayne McLeod was a financial schemer who worked his government contacts and ripped off dozens of DEA agents along the way, a new Justice Department investigation concludes. In a 90-plus page report, the Justice Department's...
  • PREIT sells interest in Whitehall Mall

    PREIT sells interest in Whitehall Mall
    The Pennsylvania Real Estate Investment Trust has unloaded its 50 percent interest in the Whitehall Mall. The Philadelphia-based real estate investment firm began selling non-core properties in 2012 to fund upgrades to its top performing malls, and...
  • RBS Layoffs Last Chapter In Toxic Asset History

    The final layoffs of workers in mortgage-backed securities at RBS are small — just 30 people in Stamford, according to a filing with the state. But for RBS, this is the final chapter for a class of asset that imploded in 2007, leading to the...
  • Tribune Media stock to trade under the symbol TRCO

    Tribune Media stock to trade under the symbol TRCO
    Tribune Media plans to trade on the New York Stock Exchange under the symbol TRCO, according to a filing with the Securities and Exchange Commission on Friday. The amendment to the Form 10 registration, which was initially filed in September, includes...
  • Tribune Media to begin trading Friday on NYSE

    Tribune Media to begin trading Friday on NYSE
    Tribune Media is set to begin trading Friday on the New York Stock Exchange under the symbol TRCO. The Chicago-based media company announced Tuesday it has received approval from the Securities and Exchange Commission to list its stock on the NYSE,...