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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 34-44
  • As Gross exit sank in, traders saw confusion, then opportunity

    (Reuters) - As bond traders began what they thought would be a quiet day last Friday, a simple headline crossed their screens: "William H. Gross joins Janus Capital." Confusion ensued. Several asset managers and traders wondered whether the news was...
  • Starboard Value makes bid to acquire RealD

    Starboard Value makes bid to acquire RealD
    New York-based investment firm Starboard Value has made an offer to acquire RealD Inc., the struggling 3-D cinema technology company based in Beverly Hills. Starboard Value, which specializes in undervalued small-cap companies, disclosed in a Securities...
  • Exxon sees some disruption from Ebola outbreak: CEO

    HOUSTON (Reuters) - Exxon Mobil Corp has seen some of its oil and gas activities in West Africa disrupted by the Ebola outbreak, including plans to drill offshore Liberia, the company's chief executive officer said on Thursday. Exxon, the world's largest...
  • Coca-Cola, bowing to pressure, amends employee equity plan

    (Reuters) - Coca-Cola Co, facing criticism from Warren Buffett and other investors for its outsized employee share rewards, said it had adopted new guidelines that would limit its stock compensation plan and improve transparency. The company said its new...
  • Former eBay exec gets jail for insider trade

    A former eBay executive was sentenced Wednesday to 15 months in federal prison for insider trading tied to the Internet auction site's 2011 acquisition of a King of Prussia-based e-commerce firm. Christopher Saridakis, 45, of Wilmington, Del., pleaded...
  • Vegas casino owner wins Revel auction

    Brookfield Asset Management's winning bid of $110 million for Atlantic City's Revel Casino Hotel, and the company's intention to operate it as a casino, have generated excitement. But the financial condition of Brookfield's Hard Rock Hotel & Casino Las...
  • Taking aim at short-sellers, but misfiring

    Northwest Biotherapeutics, a Bethesda, Md., firm with a purported cancer vaccine in development, has been in a long, bitter battle with short-sellers of its shares. It also has implied that Adam Feuerstein, a reporter for TheStreet.com, may be in...
  • Exclusive: BATS eyes Concannon, Marques for exchange president

    NEW YORK (Reuters) - BATS Global Markets has narrowed its search for a new president to two industry executives with close ties to the No. 2 U.S. stock market operator, three sources familiar with the situation said on Wednesday. Chris Concannon,...
  • Morningstar cuts Pimco fund rating from gold to bronze after Gross exit

    Morningstar cuts Pimco fund rating from gold to bronze after Gross exit
    Saying the Pimco Total Return Fund has lost luster now that bond king Bill Gross is gone,  Morningstar Inc. downgraded its rating of the flagship offering from Pacific Investment Management Co. Morningstar, a giant Chicago investment researcher, had...
  • Viagra ads become more explicit

    More cringing and possibly more explanation is in store for parents watching TV with children when the latest Viagra commercials appear on screens. Euphemistic and delicate phrasing about erectile dysfunction by an unseen narrator? Done and gone. "So...
  • Vanguard, BlackRock may reap billions from Pimco after Gross exit

    NEW YORK/BOSTON - Vanguard Group and BlackRock Inc could be prime destinations for hundreds of billions of dollars in assets that may flee Pimco in the wake of the sudden exit of Bill Gross, the celebrated "Bond King" of U.S. mutual funds. His new...