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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 34-44
  • Tribune Media stock to trade under the symbol TRCO

    Tribune Media stock to trade under the symbol TRCO
    Tribune Media plans to trade on the New York Stock Exchange under the symbol TRCO, according to a filing with the Securities and Exchange Commission on Friday. The amendment to the Form 10 registration, which was initially filed in September, includes...
  • Hedge funds' big bets on energy companies pummeled in third quarter

    BOSTON (Reuters) - Some of the hedge fund industry's most respected firms made bigger bets on a wide swatch of energy companies during the third quarter only to watch the stocks get pummeled by falling crude oil prices. Robert Citrone's Discovery Capital...
  • Allergan says a 2nd suitor wants to buy it, adding to takeover drama

    Allergan says a 2nd suitor wants to buy it, adding to takeover drama
    Botox maker Allergan Inc., which has been fighting an unsolicited takeover bid from a Canadian pharmaceutical maker for six months, said in a regulatory filing that a second company is interested in buying it. Allergan did not identify the new...
  • Virgin America shares soar on first day of trading

    Virgin America shares soar on first day of trading
    Virgin America Inc. shares soared in their first day of trading Friday as investors flocked to the airline's strategy of combining low-cost fares with hipster cachet. Priced at $23 each, shares in the Burlingame, Calif.-based airline, backed by...
  • Canada's TD Bank to pay regulator C$650,000 in fees settlement

    TORONTO (Reuters) - Toronto-Dominion Bank agreed to pay more than C$13.5 million ($11.9 million) in compensation to clients and C$650,000 to Canada's top securities regulator to settle allegations that some units charged excess fees, the regulator said on...
  • Massey ex-CEO indicted for conduct linked to mine blast that killed 29

    Massey ex-CEO indicted for conduct linked to mine blast that killed 29
    Donald Blankenship, a former chief executive of Massey Energy Co, was indicted on Thursday on charges he violated federal mine safety laws prior to the April 2010 explosion that killed 29 miners at the company's Upper Big Branch mine in West Virginia....
  • Former Massey Energy chief executive indicted in 2010 mine explosion

    The former chief executive of coal giant Massey Energy Co. has been indicted on federal charges stemming from a 2010 coal mine explosion that killed 29 people. Donald L. Blankenship was indicted Wednesday by a West Virginia grand jury and charged with...
  • Obama's final two years: A sprint on regulation?

    The election results were a crushing political blow for the Obama administration, giving Republicans firm control of both houses of Congress for the final two years of his term. But this in no way signals the end of the president's policy agenda. It...
  • Farewell to a fine public servant: George H. Painter, 1926-2014

    Farewell to a fine public servant: George H. Painter, 1926-2014
    In these cynical times when working for the government is often caricatured as almost an act of moral turpitude, lifelong public servants seldom get the respect and admiration they deserve. The passing last weekend of George H. Painter, who served 35...
  • Made in California: Fender an instrument of change in guitar industry

    Made in California: Fender an instrument of change in guitar industry
    Deep inside a cavernous factory in Corona, some legendary rock names gather nonchalantly along a wall. There's Eric Clapton next to Jeff Beck, with Mark Knopfler only inches away — not the actual musicians, but the bespoke guitar necks that...
  • Apple Store looks for a boost with new leader

    CUPERTINO, Calif. Thirteen years after the first one opened, the Apple Store has entered an awkward adolescence. While Apple's storefronts remain the envy of the retail world, sales have flattened as the stores undergo a global growth spurt. Using one...