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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 34-44
  • Pay For FuelCell Energy Chief Jumped To $1.1 Million Last Year

    Pay jumped for the executives at FuelCell Energy in 2014, a year when the company's stock reached heights and receded from them, its sales struggled, and its factory embarked on a plan to double output. Arthur Bottone, the Danbury company's chief...
  • Government wonders: What's in your old emails?

    WASHINGTON If you've been remiss in cleaning out your email inbox, here's some incentive: The federal government can read any emails that are more than six months old without a warrant. Little known to most Americans, ambiguous language in a...
  • Quintiles plans to cut 270 jobs worldwide

    RALEIGH, N.C. Quintiles is planning to cut 270 jobs worldwide, marking the third consecutive year that the company has implemented layoffs. The layoffs planned by the Durham-based company, which amount to less than 1 percent of its global work force of...
  • McGraw Hill reports 4Q loss, hobbled by legal charges, but adjusted earnings top expectations

    McGraw Hill Financial Inc. reported a fourth-quarter loss of $846 million, reflecting hefty legal and restructuring charges. Its results excluding one-time items surpassed Wall Street expectations. The owner of the ratings agency Standard & Poor's said...
  • Corinthian Colleges to be delisted from Nasdaq next week

    Corinthian Colleges Inc., the troubled Santa Ana for-profit college operator, is likely to be delisted from the Nasdaq stock exchange by next week, according to company disclosures. Corinthian, which has been on a downward spiral since the federal...
  • Investment manager accused of $2 million fraud

    Investment manager accused of $2 million fraud
    An investment manager in Fort Lauderdale misappropriated at least $2 million of clients' money to pay for a home, expensive furnishings, and cars and jewelry, federal regulators allege. Frederic Elm, formerly known as Frederic Elmaleh, is accused of...
  • Is Shake Shack the next Krispy Kreme?

    Is Shake Shack the next Krispy Kreme?
    A stock market that has been gyrating insanely all month on its way to a 3% loss can be forgiven for seeking solace in a buzzy initial public offering. But that in itself doesn't make Shake Shack, the star IPO of the moment, a good buy.  Shake Shack...
  • After RadioShack files for bankruptcy, Sprint to set up shop in some of its remaining stores

    Sprint's latest plan for luring new subscribers is to occupy the remains of RadioShack. The long-struggling consumer electronics chain filed for bankruptcy protection Thursday. Part of its plan is for Sprint, the No. 3 U.S. wireless carrier, to open...
  • Cicero turbine maker agrees to pay $1 million to settle SEC charges

    Broadwind Energy paid a $1 million penalty after the SEC accused the company of failing to disclose information to investors before its 2010 public offering. A Cicero-based maker of wind turbines agreed to pay a $1 million penalty after the Securities...
  • Phoenix To SEC: More Financial Restatements Coming

    The Phoenix Cos. told federal regulators Friday that it will have to restate its financial performance again, the latest in a string of missteps and filing delays. Phoenix made errors in its fourth-quarter and full-year results for 2013 and in its second...
  • Chinese affiliates of 'Big Four' accounting firms settle with SEC in dispute over fraud probes

    The Chinese affiliates of the "Big Four" accounting firms have agreed to pay a total $2 million and provide documents in a settlement with U.S. regulators resolving a yearslong dispute over fraud investigations of Chinese companies. The Securities and...