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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 23-33
  • Ex-JPMorgan banker charged with stealing $20M from clients

    A former JPMorgan Chase & Co. banker was arrested Thursday on charges he stole $20 million from clients over a four-year period, using some of the money to make personal investments and pay a home loan. Bail was set for Michael Oppenheim, 48, of...
  • SEC questions LA Unified on use of bonds for iPad project

    The Securities and Exchange Commission recently questioned Los Angeles Unified School District officials as part of informal inquiry into whether they properly used bond funds for a beleaguered $1.3 billion project to provide an iPad for every student....
  • Southwest Airlines CEO gets 24 percent boost in compensation

    Southwest Airlines CEO gets 24 percent boost in compensation
    Southwest Airlines Co. earned a record profit last year and the CEO benefited with a 24 percent increase in compensation, to $5 million. Southwest detailed 2014 compensation for Chairman and CEO Gary Kelly in a regulatory filing Monday. The bulk of...
  • Virtu Financial hopes to raise up to $314.1 million in IPO

    High frequency trading firm Virtu Financial Inc. hopes to raise as much as $314.1 million in an initial public offering of common shares, according to a regulatory filing Monday. The New York-based company plans to publicly offer just over 16.5 million...
  • Old Point National Bank grows loans, profit in 2014

    Old Point National Bank grows loans, profit in 2014
    Hampton-based Old Point National Bank, like community banks across the country, saw increases in lending and net interest income in 2014 over 2013. "We had a pretty good 2014," Old Point National Bank President and CEO Louis Morris said. Old Point's 7...
  • Kraft looked around before accepting Heinz offer

    PITTSBURGH Kraft Foods Group chairman and CEO John Cahill spent St. Patrick's Day in Munich talking with two of the founding partners of 3G Capital about what a combined Kraft/?Heinz company might look like and how it could succeed. That detail, among...
  • Magellan Health CEO Received $2.84 Million Last Year

    Magellan Health Inc. CEO Barry M. Smith received $2.84 million in compensation last year, according to a filing with the U.S. Securities and Exchange Commission. In 2013, Smith received $2.25 million. Smith's 2014 compensation comprises $975,000 in...
  • SS&C Chief Received $5.88 Million Last Year

    The CEO of SS&C Technologies Holdings Inc., William C. Stone, received $5.88 million in compensation last year, according to filings Tuesday and Wednesday with the U.S. Securities and Exchange Commission. In 2013, he received $40.06 million. Stone's...
  • World Fuel a quiet giant in global logistics

    DORAL, Fla. It's a safe bet that few other Fortune 500 companies keep a lower profile than World Fuel Services Corp. Even after the 31-year-old company traded in its drab cluster of wood-paneled, former offices for modern headquarters in this Miami...
  • Government proposes rules for brokers on retirement accounts

    Brokers who manage Americans' retirement accounts may soon be required to put investors' interests first under new restrictions proposed by the U.S. government. The Labor Department on Tuesday opened the rules to public comment for 75 days. The Obama...
  • 3 former Freddie Mac execs settle SEC disclosures lawsuit

    A former CEO and two former top executives at mortgage giant Freddie Mac have settled a government lawsuit. They were accused of understating the amounts of high-risk mortgages that Freddie held just before the housing bubble burst in 2007. The...