RSS feeds allow Web site content to be gathered via feed reader software. Click the subscribe link to obtain the feed URL for this page. The feed will update when new content appears on this page.

U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 23-33
  • Cyber breaches rare among U.S. state-registered investment advisers -study

    Cyber breaches rare among U.S. state-registered investment advisers -study
    (Reuters) - Cyber security breaches are rare among investment advisory firms registered with U.S. states, but improvements to technology and procedures could still bolster protection of client information, state securities regulators said on Wednesday....
  • Need for trade execution transparency gains on Wall Street

    NEW YORK (Reuters) - Executing an order in the stock market may be lightening fast but many investors do not know how trades happen while rules to ensure full transparency are lacking, a potential bonanza for businesses that can fill this hole in the...
  • U.S. CFTC to allow commodity hedge funds to advertise to public

    WASHINGTON (Reuters) - U.S. derivatives regulators are removing a legal hurdle, which will open the door for hedge funds and other private funds to reach new investors through television, the Internet and other media channels. The Commodity Futures...
  • Quinn, Rauner get personal in Tribune exchange

     Quinn, Rauner get personal in Tribune exchange
    Democratic Gov. Pat Quinn and Republican challenger Bruce Rauner lobbed a nonstop volley of character attacks at each other during their first face-to-face meeting in five months, a strong signal that the homestretch of the governor's race will focus on...
  • GT shares plunge as Apple taps other source for new iPhone display

    NEW YORK (Reuters) - Shares of GT Advanced Technologies Inc plunged in their heaviest-ever trading day on Tuesday after Apple Inc said its new iPhone 6 would not feature screens made with GT's sapphire glass displays. GT's stock began falling abruptly in...
  • How come nobody talks about the 'Obama bull market'?

    How come nobody talks about the 'Obama bull market'?
    It was widely noticed two weeks ago that the Standard & Poor's 500 index, the most important stock market indicator, hit a milestone by crossing 2,000 for the first time. It was somewhat less widely noticed that on that day, you would have notched a...
  • Darden urges shareholder support for its director plan

    Darden urges shareholder support for its director plan
    Orlando-based Darden Restaurant urged shareholders Tuesday to vote for its slate of board of directors and again blasted hedge fund Starboard Value for its attempted takeover of the company. The owner of Olive Garden, LongHorn Steakhouse and other...
  • The McDonnell verdict

    The soap opera that played out in Richmond these last weeks and ended with the convictions of former Gov. Bob McDonnell and his wife, Maureen, on multiple counts of fraud and conspiracy charges is a tragedy for them, their children and the voters of...
  • GSK China consumer healthcare unit linked to DOJ probe in 2012

    SHANGHAI/WASHINGTON (Reuters) - A U.S. anti-bribery probe into GlaxoSmithKline Plc touched on the firm's Chinese consumer healthcare business in 2012, internal documents show, suggesting the drugmaker's compliance problems in China could go wider than...
  • States clear way for crowdfunding

    Creating a startup company takes a lot of time and effort. It also takes money, which is something that entrepreneurs like Henry Schwartz know all too well. Schwartz is co-founder and president of MobCraft Beer, a craft brewery in Madison, Wis. His...
  • Activist fight will complicate search for new Darden chief

    An activist investor's efforts to wrest control of embattled Darden Restaurants will make the search for a new CEO even more difficult, industry analysts say. Analysts and consultants following Darden's recent struggles say the company's Sept. 30 annual...