RSS feeds allow Web site content to be gathered via feed reader software. Click the subscribe link to obtain the feed URL for this page. The feed will update when new content appears on this page.

U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 12-22
  • Lawmakers support equity crowdfunding from Virginians to Virginia startups

    Lawmakers support equity crowdfunding from Virginians to Virginia startups
    A bill that's garnered bipartisan support from lawmakers seeks to open up an alternate source of funding for Virginia startups instead of waiting on federal rulings about crowdfunding. "I think there is no doubt that this vehicle will create a structure...
  • Delaney joins Obama, Warren in announcing White House retirement proposal

    WASHINGTON -- Rep. John Delaney, who spent a career in financial services before running for Congress, joined President Barack Obama on Monday in calling for tougher regulations on brokers who help people plan for retirement -- offering his endorsement of...
  • How Obama action could affect retirement advice from brokers

    After years of a Washington dispute over investment advice, the Obama administration is proposing tougher restrictions on brokers who manage Americans' retirement accounts. The change would put brokers — who sell stocks, bonds, annuities and other...
  • Broward man sentenced to 3.5 years for $20M 'feeder' role in Rothstein fraud

    Broward man sentenced to 3.5 years for $20M 'feeder' role in Rothstein fraud
    A Broward County man who admitted he fed more than $20 million to Scott Rothstein's massive fraud was sentenced Friday to 3.5 years in federal prison. Frank Prevé, 71, of Coral Springs, pleaded guilty to one count of conspiracy to commit wire fraud in...
  • Court: No inflation pay on recovered funds of Madoff victims

    Thousands of victims of Bernard Madoff's multibillion-dollar fraud are not entitled to interest or inflation when they get a share of recovered funds, a federal appeals court said Friday. The ruling by a three-judge panel of the 2nd U.S. Circuit Court of...
  • Goal for new Orlando angel fund: Faster cash for startups

    Goal for new Orlando angel fund: Faster cash for startups
    Faster cash for local startup companies is the goal for a new investment fund planned by the Florida Angel Nexus (FAN). The target for the fund is $5 million to $20 million. “We need a fund that can act quickly when we see a good local startup...
  • Nude scandals, toll scandals, prostitute scandals

    Nude scandals,  toll scandals,  prostitute scandals
    Today we have items on politicians and prostitutes (who actually have a lot in common). But first, I wanted to offer thanks to a Casselberry woman who recently got wildly, inappropriately naked. Which woman? The one who made this headline: "Naked...
  • Grand jury investigating Caterpillar's finances abroad

    Caterpillar Inc. says a federal grand jury is investigating the Peoria-based company's financial dealings in the U.S. and abroad. The heavy machinery maker says it got a subpoena Jan. 8 asking for information relating to "the movement of cash among U.S....
  • Activist investor Jana Partners, Gates Foundation drop McDonald's shares

    Activist investor Jana Partners, Gates Foundation drop McDonald's shares
    Activist investor Jana Partners has lost its craving for McDonald's, according to the firm's latest filing. Separately, the Bill & Melinda Gates Foundation Trust also shed its stake in McDonald's. The trust no longer holds about 10.9 million shares of...
  • Caterpillar says US is investigating its movement of cash

    The U.S. government is investigating how Caterpillar has been moving cash between its business units in the U.S. and overseas, the construction equipment company said Wednesday. Caterpillar said it received a grand jury subpoena from the U.S. District...
  • Business Highlights

    ___ For many in US, cash saved at gas pump is staying in pockets In recent months, the stage seemed set for American consumers to do what they've traditionally done best: Spend money — and drive the economy. The lowest gas prices in five years...