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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles

Displaying items 111-121
  • United Neighborhood Organization no longer managing its 16 charter schools

    United Neighborhood Organization  no longer managing its 16 charter schools
    The embattled United Neighborhood Organization will no longer be managing its 16 charter schools at the end of the coming school year. The UNO Charter School Network board, which emerged in June 2013 in the midst of a scandal over UNO’s hiring...
  • Can an algorithm be a fiduciary?

    (Reuters) - A surge of interest in automated investment management firms has sparked debate about who or what can best meet the high ethical standards required by regulators for recommending investments - software or flesh-and-blood advisers? New so-...
  • Cohen, Point72 must face SAC insider trading lawsuit-judge

    NEW YORK (Reuters) - A federal judge rejected billionaire investor Steven A. Cohen's bid to dismiss lawsuits by Elan Corp and Wyeth shareholders who claimed they lost money because his firm SAC Capital Advisors LP conducted insider trading in the...
  • U.S. jury gives SEC quick win in fraud case against Boston adviser

    (Reuters) - A Boston federal jury took two hours to decide that a local investment adviser had fraudulently lured his former brokerage customers to his new firm, the U.S. Securities and Exchange Commission said late on Wednesday. The SEC's 2010 civil...
  • Corinthian Colleges tells investors it is facing a criminal probe

    Corinthian Colleges tells investors it is facing a criminal probe
    After months of financial uncertainty and battles with regulators, Corinthian Colleges Inc. told investors Wednesday about the prospect of a criminal investigation by federal prosecutors. The beleaguered Orange County for-profit college company said...
  • 'Bionic eye' maker Second Sight of Sylmar files for IPO

    'Bionic eye' maker Second Sight of Sylmar files for IPO
    "Bionic eye" manufacturer Second Sight Medical Products Inc. wants to offer its stock to the public. The Sylmar company makes a prosthetic retina that improves vision for patients with a rare disease called retinitis pigmentosa. It filed for an...
  • Corinthian Colleges gets federal grand jury subpoena in California

    Corinthian Colleges Inc., the beleaguered Orange County for-profit college firm, told investors Wednesday that it received a grand jury subpoena from the U.S. attorney's office in Los Angeles. The broad subpoena requests documents and records on the...
  • Apple releases its first workplace-diversity report

    CUPERTINO, Calif. Apple's workforce may be 70 percent male and 55 percent white, but the company still managed Tuesday to hand in one of the most impressive diversity scorecards in Silicon Valley. In revealing for the first time the demographic breakdown...
  • Politically connected companies get a break from the SEC, study says

    The working assumption of business executives and ordinary taxpayers alike is that political donations can buy big favors from Congress. A recent study by Maria M. Correia of the London Business School puts statistical meat on those bones. The more a...
  • Fund managers turn gumshoe as forensic short-selling pays off

    LONDON (Reuters) - Fund managers are increasingly turning to investigative tactics, detailed accounting analysis and corporate sleuthing in a bid to uncover skeletons in company closets that can offer an investment edge in a low-yield world. While...
  • Parkland investor pleads guilty to role in $21 million fraud case

    A Parkland man has pleaded guilty to his role in a $21 million investment fraud scheme, U.S. Attorney Wifredo A. Ferrer announced Monday. Former Commodities Online LLC vice president Louis N. Gallo, III, 45, pleaded guilty Friday to conspiracy to...