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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

Displaying items 1-5
  • Divided U.S. SEC adopts risk retention rules, decries lax lending

    WASHINGTON (Reuters) - U.S. securities regulators approved a new rule on Wednesday designed to avert a financial crisis, but two officials dissented, saying it does not do enough to discourage banks from lending to borrowers with shaky credit and then passing off the risk to investors.
  • Head of municipal securities office at U.S. SEC to leave agency

    WASHINGTON (Reuters) - The director of the office of municipal securities at the Securities and Exchange Commission, John Cross, will leave his post in November to return to the U.S. Treasury Office of Tax Policy, the agency said on Tuesday. Cross was...

    U.S. top court declines Duane Reade executives' appeals

    WASHINGTON (Reuters) - The U.S. Supreme Court on Monday declined to hear two former senior Duane Reade Inc[OKHLPD.UL] executives' appeals of their 2010 securities fraud convictions for inflating earnings at the New York drugstore chain. Anthony Cuti,...

    Chapter Eight: Hartford Becomes A One Newspaper Town

    Chapter Eight: Hartford Becomes A One Newspaper Town
    The 1970s brought a fundamental shift in the management – and ownership – of most newspapers in the nation, including The Courant.] The Watergate scandal, and the role played by Washington Post reporters Bob Woodward and Carl Bernstein, re-...

    Private equity adviser, CEO settle with SEC over fee allocations

    WASHINGTON (Reuters) - An Arizona-based private equity adviser and its chief executive will pay roughly $2.2 million to settle civil charges that they breached their fiduciary duty to investors by failing to disclose certain fees and expenses, a U.S....