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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

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  • Chicago, south suburban Harvey battle over water bills

      Chicago, south suburban Harvey battle over water bills
    A legal battle between Chicago and one of its suburbs is turning increasingly heated, with the city accusing Harvey of "stealing" tens of millions of dollars worth of water while the suburb's spokesman implied that it's been gouged for years by its bigger neighbor.
  • Man who ate napkins to conceal insider trading pleads guilty

    Man who ate napkins to conceal insider trading pleads guilty
    A Brooklyn, New York mortgage broker, who would scribble secret stock tips on napkins and pass them to an accomplice in Grand Central station before eating them, pleaded guilty to insider trading on Friday, federal prosecutors said. Frank Tamayo, 41, was...

    U.S. options clearinghouse CEO to retire after year in top spot

    The chief executive of the clearinghouse for all U.S. stock options will retire from the company at the end of the year after one year in the role, the company said on Friday. Chicago-based OCC, formerly known as the Options Clearing Corp., did not...

    Dollar General solicits votes against Family Dollar deal

    Dollar General on Friday ratcheted up its fight to break up a planned acquisition of Family Dollar by a third company, launching an effort to solicit shareholders to vote against the deal. The solicitation, filed Friday with the Securities and Exchange...

    U.S. judge awards $40.7 million in SEC case over bitcoin Ponzi scheme

    U.S. judge awards $40.7 million in SEC case over bitcoin Ponzi scheme
    A U.S. federal judge in Texas ordered Bitcoin Savings and Trust and its owner to pay a combined $40.7 million after the Securities and Exchange Commission established that the company, which sold investments using the virtual currency, was a Ponzi scheme....