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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

Displaying items 1-5
  • SEC, NY broker face off over scheme to profit from terminally ill

    NEW YORK (Reuters) - A New York broker went on trial on Monday over a U.S. securities regulator's claims he participated in a scheme designed by a Morgan Stanley employee to profit from the death of terminally ill patients through variable annuity sales.
  • U.S. judge questions shareholder settlement with HP over Autonomy

    U.S. judge questions shareholder settlement with HP over Autonomy
    SAN FRANCISCO (Reuters) - A U.S. judge cast doubt on Monday over a proposed agreement struck between Hewlett-Packard Co and plaintiff shareholders to settle a lawsuit over the computing giant's botched acquisition of Autonomy Plc. At a hearing on...

    GrubHub files for another stock offering

    GrubHub files for another stock offering
    GrubHub Inc. said on Monday that the company and some of its biggest shareholders, including its CEO, plan to sell off some of their shares just months after the company went public. Shares of GrubHub, which debuted on the New York Stock Exchange on...

    Harvey mayor refuses to testify about possible corruption

    Harvey mayor refuses to testify about possible corruption
    A south suburban mayor who's long pitched himself as a reformer has refused to testify about alleged corruption in his town because the answers could be used by authorities against him. A deposition transcript — filed late Thursday — shows...

    Citigroup facing restrictions on sales of hedge fund investments: WSJ

    (Reuters) - Citigroup Inc has been sending hedge fund firms letters informing them that it cannot sell investments in hedge funds and private-equity funds to clients after a deal with the Securities and Exchange Commission, the Wall Street Journal...