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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

Displaying items 1-5
  • Chapter Eight: Hartford Becomes A One Newspaper Town

    Chapter Eight: Hartford Becomes A One Newspaper Town
    The 1970s brought a fundamental shift in the management – and ownership – of most newspapers in the nation, including The Courant.]
  • Private equity adviser, CEO settle with SEC over fee allocations

    WASHINGTON (Reuters) - An Arizona-based private equity adviser and its chief executive will pay roughly $2.2 million to settle civil charges that they breached their fiduciary duty to investors by failing to disclose certain fees and expenses, a U.S....

    Ex-Pippen adviser convicted of bank fraud

    Ex-Pippen adviser convicted of bank fraud
    A federal jury on Friday found Scottie Pippen's onetime financial adviser guilty of bank fraud for a variety of schemes that included taking out a $1.4 million loan in the Chicago Bulls legend's name that he used to pay off personal debts. Robert Lunn,...

    At least 113 staffers at U.S. Fed earn more than Yellen

    At least 113 staffers at U.S. Fed earn more than Yellen
    WASHINGTON (Reuters) - The top 113 earners among staff at the Federal Reserve's Washington headquarters make an average of $246,506 per year, excluding bonuses and other benefits - more than Fed Chair Janet Yellen and nearly double the normal top...

    Trial of Pippen's ex-adviser drawing to a close

    Trial of Pippen's ex-adviser drawing to a close
    Scottie Pippen's onetime financial adviser took advantage of his client's celebrity status to convince a suburban bank to approve a $1.4 million loan that he later used to pay off personal debts, prosecutors told a federal jury Thursday. Robert Lunn is...