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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

Displaying items 1-5
  • Judge orders Wal-Mart to let NYC church challenge gun sales

    A federal judge ordered Wal-Mart Stores Inc to let shareholders vote on a proposal to force tighter oversight of its sale of high-capacity guns and other potentially offensive products.
  • Advertising company Outbrain files for possible Nasdaq listing: WSJ

    Advertising company Outbrain Inc filed confidentially with the U.S. Securities and Exchange Commission in November seeking preliminary approval to list on the Nasdaq Stock Market, the Wall Street Journal reported, citing sources. Outbrain, which...

    Volunteers sign up for Ebola vaccine trial at UM School of Medicine

    Volunteers sign up for Ebola vaccine trial at UM School of Medicine
    Two years ago, Khandra Sears contracted malaria for the good of science. Two weeks ago, the 33-year-old postdoctoral fellow became a test subject in research to stop another scourge: Ebola. She was injected with 100 billion particles of a chimpanzee...

    HSBC admits fault, is fined by SEC over Swiss bank

    HSBC admits fault, is fined by SEC over Swiss bank
    HSBC Holdings Plc will pay $12.5 million to resolve charges that its Swiss private banking unit illegally offered services to U.S. clients without being properly registered, the U.S. Securities and Exchange Commission said on Tuesday. HSBC Private Bank...

    Falcone steps down as CEO from Harbinger

    Philip Falcone, once one of the world's most closely watched investors, is stepping down as chairman and chief executive of Harbinger Group Inc. next month to focus on his hedge fund and another publicly traded company. Board member Joseph Steinberg will...