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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

Displaying items 1-5
  • Former House Majority Leader Eric Cantor takes job on Wall Street

    Former House Majority Leader Eric Cantor takes job on Wall Street
    Former House Majority Leader Eric Cantor is moving to Wall Street, taking a job with investment bank Moelis & Co., the firm said.
  • Who is whistle-blower David Danon, who is suing Vanguard?

    Who is David Danon, and what drove him to take on his old bosses at Vanguard Group Inc., alleging that its nearly $3 trillion in assets were built on an illegal tax strategy? The son of a refugee from Bulgaria, Danon got in scraps as a schoolboy in...

    Alibaba aims to launch share sale in early September: source

    Alibaba aims to launch share sale in early September: source
    Chinese e-commerce company Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of Sept. 8, a person briefed on the matter told Reuters on Saturday. The much-anticipated sale or initial public offering (IPO) could...

    Indictment: 290 Chinese defrauded in visa scheme

    Indictment: 290 Chinese defrauded in visa scheme
    A Chicago man fraudulently raised $160 million from Chinese nationals who invested in his purported plan to build a convention center complex with hotels near O'Hare International Airport, the U.S. attorney's office in Chicago announced Wednesday....

    Exclusive: U.S. options exchanges craft rules to fend off turmoil

    NEW YORK (Reuters) - A year after Goldman Sachs bungled a software upgrade and lost tens of millions of dollars from unintended trades, the 12 U.S. stock options exchanges have crafted new rules for dealing with erroneous transactions, according to...