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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

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  • Wall Street watchdog, US states mull new system to clean up brokers' records

    LA QUINTA Calif. (Reuters) - Wall Street's industry-funded watchdog and U.S. state securities regulators are considering whether to develop a new type of regulatory process for brokers to follow for erasing complaints from their public records, an official said on Thursday.
  • T. Rowe Price earnings rise 12 percent in third quarter

    T. Rowe Price earnings rise 12 percent in third quarter
    Despite market swings that reduced the assets it manages, T. Rowe Price Group Inc.'s earnings rose 12 percent in the third quarter of 2014, driven by a rise in investment advisory revenues. The money manager made $303.6 million in the quarter ended Sept....

    Google commits to $1 billion in long-term office leases

    SAN FRANCISCO (Reuters) - Google Inc said it is committed to spending $1 billion to lease office buildings over the next 13 to 14 years. Google did not say where the office buildings were located in its disclosure as part of its quarterly regulatory...

    Exclusive: U.S. stock options markets agree to need for trading halts on big moves

    NEW YORK (Reuters) - U.S. options market operators have agreed in recent months on the need for new automatic trading halts when stock options prices suddenly surge or plunge, in a bid to reduce excess volatility and blunt the impact of erroneous trades,...

    JPMorgan was alerted of hiring concerns in China before U.S. probe: WSJ

    (Reuters) - JPMorgan Chase & Co executives in New York were aware of potential problems tied to its recruitment practices in China well before U.S. regulators launched a probe into the issue, the Wall Street Journal reported, citing sources and...