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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

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  • Chicago man gets 6 years in prison for Ponzi scheme

    The former head of a Chicago investment firm has been sentenced to six years in prison for stealing more than $9 million from clients in a Ponzi scheme that lasted eight years.
  • With eye on growing clout of Latinos, Univision files for IPO

    With eye on growing clout of Latinos, Univision files for IPO
    Univision, the largest Spanish-language broadcaster in the U.S., is going public at a time when Wall Street is salivating over the growing clout of Latino consumers. The New York media titan filed for an initial public offering with the Securities and...

    6 years in prison for hedge fund trader in Ponzi scheme

    6 years in prison for hedge fund trader in Ponzi scheme
    The former head of a Chicago investment firm tearfully apologized to his victims, sobbing as he addressed family members he'd scammed, before he was sentenced Thursday to six years in prison for stealing more than $9 million in a Ponzi scheme. But...

    Hedge fund manager's swank offices concealed a Ponzi scheme

     Hedge fund manager's swank offices concealed a Ponzi scheme
    When Neal Goyal opened his swank North Michigan Avenue offices early last year, it seemed just the latest sign of the hedge fund manager's wild success. His massive corner office had floor-to-ceiling views of the Chicago River. Ten monitors sat on his L-...

    Intel President Renee James to leave chipmaker

    Intel said Thursday that President Renee James, who has worked at the chipmaker for 28 years, plans to leave the company early next year to seek a CEO role elsewhere. James has agreed to stay with Intel until January to oversee the transition of her...