Story | Sep 2, 2014 | 6:16 AM
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Story | Sep 2, 2014 | 3:05 PM(Reuters) - A Houston-based investment advisory firm steered clients to certain mutual funds without disclosing that it was receiving payments from the broker who offered those funds, the U.S. Securities and Exchange Commission alleged in a civil fraud complaint on Tuesday.
Story | Sep 2, 2014 | 5:05 AM
Who is David Danon, and what drove him to take on his old bosses at Vanguard Group Inc., alleging that its nearly $3 trillion in assets were built on an illegal tax strategy? The son of a refugee from Bulgaria, Danon got in scraps as a schoolboy in...
Story | Aug 30, 2014 | 6:50 AM
Story | Aug 29, 2014 | 12:27 PM
NEW YORK (Reuters) - A year after Goldman Sachs bungled a software upgrade and lost tens of millions of dollars from unintended trades, the 12 U.S. stock options exchanges have crafted new rules for dealing with erroneous transactions, according to...