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Mary Schapiro

A collection of news and information related to Mary Schapiro published by this site and its partners.

Top Mary Schapiro Articles

Displaying items 12-20
  • Hard to protect investors without funding, SEC's Schapiro says

     
    While funding for the regulatory agency is under fire in Washington, D.C., it will be difficult for the Securities and Exchange Commission to implement new regulations or set up its long-awaited office of investor advocate, SEC Chairman Mary Schapiro...
  • Banking regulators and Senate Democrats warn against repeal of financial reform law

     
    Key banking regulators and Senate Democrats warned against Republican efforts to repeal all or some provisions of the Wall Street reform law enacted last year, saying the country couldn't afford to return to a system that failed to stop the......
  • JPMorgan $2 Billion Loss Hits Shares, Credit, Image

    JPMorgan $2 Billion Loss Hits Shares, Credit, Image
    NEW YORK/LONDON (Reuters) - JPMorgan Chase & Co lost $15 billion in market value and a notch in its credit ratings on Friday while a chorus of regulators and politicians reacted to its surprise $2 billion trading loss by demanding stiffer oversight for...
  • Morgan Stanley Made Money on Facebook Share Drop

    Morgan Stanley Made Money on Facebook Share Drop
    FORTUNE -- Here's another example of how on Wall Street for the big banks it's heads they win, tails they win. Even as Facebook's shares dropped, causing losses for regular investors, Morgan and other underwriters of the company's IPO likely racked up...
  • SEC awards nearly $50,000 to whistle blower

    You can receive big bucks and feel good about yourself to by reporting financial fraud. This whistle blower program awards 30 percent of the amount recouped once the Securities and Exchange Commission undertakes an enforcement action against the bad...
  • Md. firms, treasurer balk at proposed money market regulations

    Battle lines are being drawn over whether money market funds need more protection in the event of another financial crisis. Maryland investment firms and the state treasurer are on one side of the fight; the SEC chairman is on the other. Baltimore's T....
  • New concerns raised about lawyers leaving SEC for private firms

    The Securities and Exchange Commission’s revolving door is spinning as feverishly as ever. Lawyers who leave the SEC for private law firms often immediately begin lobbying on behalf of their new corporate clients, frequently trying to weaken...
  • SEC loses case against money-market founder

    UPDATE: In full ruling, SEC wins partial victory:  The federal government has lost another high-profile case resulting from the global financial crisis. A federal jury Monday cleared the managers of the Reserve Fund money-market fund of civil fraud...
  • SEC wins partial victory in case against money-market fund

    The Securities and Exchange Commission has won a partial victory in a prominent case arising from the global financial crisis. A federal jury found Monday that Reserve Management Co., the investment firm running the Reserve Primary Fund money-market...