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Mary Schapiro

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Top Mary Schapiro Articles see all

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  • Activists demand U.S. SEC rule to make companies reveal political spending

    WASHINGTON (Reuters) - A group of activists stood outside of the U.S. Securities and Exchange Commission's Washington headquarters on Thursday to scold the regulator for failing to advance a rule requiring companies to disclose their political contributions.
  • Fund payments to brokerages draw SEC scrutiny

    NEW YORK (Reuters) - (This corrected version of the story fixes 23rd paragraph to show Natixis has paid a nutritionist to make presentations to brokers; it doesn't have a nutritionist on call. Adds "former" to Mary Schapiro's title in additional...

    Ex-U.S. SEC chair named to serve on Wall Street regulatory board

    WASHINGTON (Reuters) - Elisse Walter, a former regulator who twice served as head of the U.S. Securities and Exchange Commission, was appointed on Thursday to serve as a public governor to the board of Wall Street's self-funded regulator. The Financial...

    SEC loses case against money-market founder

    UPDATE: In full ruling, SEC wins partial victory:  The federal government has lost another high-profile case resulting from the global financial crisis. A federal jury Monday cleared the managers of the Reserve Fund money-market fund of civil fraud...

    SEC wins partial victory in case against money-market fund

    The Securities and Exchange Commission has won a partial victory in a prominent case arising from the global financial crisis. A federal jury found Monday that Reserve Management Co., the investment firm running the Reserve Primary Fund money-market...