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Securities

A collection of news and information related to Securities published by this site and its partners.

Top Securities Articles see all

Displaying items 1-5
  • SEC accuses Los Angeles firm Wedbush Securities of market-access violations

    SEC accuses Los Angeles firm Wedbush Securities of market-access violations
    The U.S. Securities and Exchange Commission on Friday accused Wedbush Securities Inc., a Los Angeles investment firm, of illegally allowing thousands of anonymous overseas traders to make billions of dollars' worth of secret trades.
  • SEC reviewing attempted takeover of Botox maker Allergan

    The Securities and Exchange Commission is looking into the way that a Canadian pharmaceutical company and activist investor Bill Ackman have tried to buy Botox maker Allergan Inc. of Irvine. Ackman's hedge fund, Pershing Square Capital Management,...

    Man ordered to federal prison for insider trading in Disney-Marvel deal

    A San Francisco man was sentenced Thursday to three months in federal prison for profiting from insider trading when the Walt Disney Co. purchased Marvel Entertainment in a $4-billion deal. Toby Scammell, 29, was sentenced in U.S. District Court in...

    CME Group earnings drop on weak trading volumes

    CME Group earnings drop on weak trading volumes
    CME Group Inc., the world's largest futures market operator, on Thursday reported lower-than-expected second-quarter earnings due to weak trading volumes. CME Group Inc., the world's largest futures market operator, reported lower-than-expected second-...

    Citi to pay $7 billion to settle mortgage securities probe

    Citi to pay $7 billion to settle mortgage securities probe
    Citigroup Inc has agreed to pay $7 billion to settle a U.S. investigation into shoddy mortgage-backed securities the bank sold in the run-up to the financial crisis, including the largest civil fraud penalty ever levied by the U.S. Justice Department....