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Ally settlement may be a boon for ResCap bondholders
Reuters* Paulson, hedge funds will likely make profit on settlement * MBIA, FGIC to recoup about $1 billion * Ally to contribute $2.1 billion to ResCap creditors By Nick Brown NEW YORK, May 23 (Reuters) - While bond insurers MBIA Inc and FGIC Corp receive...Tags: Insurance, Derivative Securities, Mortgages, Mutual Funds, Economy, Business and Finance
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Former Goldman banker settles SEC 'pay-to-play' charges
ReutersWASHINGTON/CHICAGO (Reuters) - A former Goldman Sachs Group Inc. investment banker has agreed to a five-year securities industry ban and a record fine to settle Securities and Exchange Commission charges that he broke rules against influence peddling to...Tags: Politics, Goldman Sachs Group, Inc., Bonds, Government, Boston
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Goldman unveils checks on conflicts in bid to fix image
ReutersSALT LAKE City (Reuters) - After dozens of meetings with executives and regulators, 100,000 hours of employee training and an immeasurable amount of public grief, Goldman Sachs Group Inc's Lloyd Blankfein claimed success in putting the bank and his legacy...Tags: Marketing, Politics, Goldman Sachs Group, Inc., Corporate Officers, Lloyd Blankfein
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Fiduciary rule, long postponed, faces more delays, lobbying
ReutersNEW YORK (Reuters) - The long-running Washington debate over whether and how to beef up ethical standards for Wall Street brokers who give financial advice shows no sign of ending. Some industry lobbyists are even stepping up their lobbying on the so-...Tags: Politics, Labor Legislation, Time (magazine), Scott Garrett, Lobbying
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U.S. SEC charges ex-LPL adviser with $2 mln civil fraud
ReutersBy Suzanne Barlyn May 23 (Reuters) - The top U.S. securities regulator on Thursday filed civil fraud charges against a former LPL Financial LLC adviser, charging he diverted some $2 million of client funds to use for personal expenses. The U.S....Tags: U.S. Securities and Exchange Commission, Economy, Business and Finance, Georgia Bulldogs, Finance
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JPMorgan, under pressure, gives up vote information
Reuters(Reuters) - JPMorgan Chase & Co , under pressure from New York officials, gave shareholders information about an upcoming vote that would increase oversight of Chairman and Chief Executive Jamie Dimon. But the ballot details may have come too late for...Tags: Politics, Jamie Dimon, JPMorgan Chase & Co., Elections, Annual and Special Corporate Meetings
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SEC review of brokerages use of arbitration not seen in 2013
ReutersWASHINGTON (Reuters) - Wall Street brokerages' use of mandatory arbitration clauses merits a regulatory review, but the Securities and Exchange Commission will not have time to undertake one before 2014, an SEC commissioner said on Monday. The agency...Tags: Elisse Walter, Financial and Business Services, U.S. Securities and Exchange Commission, Economy, Business and Finance, Financial Markets
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Lawyer convicted in multimillion-dollar stock fraud case
A Boca Raton lawyer was found guilty Monday for his role in a five-year, multimillion-dollar stock market manipulation and fraud scheme, according to acting Assistant U.S. Attorney General Mythili Raman. Attorney Mitchell J. Stein, 53, was convicted...Tags: Lawyers, Justice System, U.S. Securities and Exchange Commission, Crime, Law and Justice, Prosecution
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TREASURIES-U.S. bond prices firm before Bernanke testimony
Reuters* Investors to focus on Bernanke's remarks before Congress * FOMC minutes may offer more clues on future of QE3 * Fed to buy up to $1.75 bln in long-dated Treasuries * U.S. existing home sales seen edging up in April By Richard Leong NEW YORK, May 22...Tags: Central Bank, Mortgages, Derivative Securities, Money and Monetary Policy, Economy, Business and Finance
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Prosecutors consider using racketeering law against SAC: source
ReutersNEW YORK (Reuters) - Prosecutors are considering charging Steven A. Cohen's SAC Capital Advisors as a criminal enterprise engaged in a long pattern of insider trading in stocks, according to a person familiar with the matter. Prosecutors may use the...Tags: Corporate Crime, Prisons, Prosecution, Judges, Punishment
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US court studies wiretaps in ex-Goldman director's insider case
Reuters* Rajat Gupta says wiretaps improperly admitted at trial * Gupta's 2-year prison term on hold while he appeals * 2nd Circuit panel hears oral arguments in appeal By Nate Raymond NEW YORK, May 21 (Reuters) - Lawyers for former Goldman Sachs Group Inc...Tags: Goldman Sachs Group, Inc., Prisons, Prosecution, Punishment, Judges
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U.S. court studies wiretaps in ex-Goldman director's insider case
ReutersNEW YORK (Reuters) - Lawyers for former Goldman Sachs Group Inc board member Rajat Gupta sought to reverse his insider-trading conviction on Tuesday, arguing that wiretap evidence used by the prosecution should not have been introduced at trial....Tags: Goldman Sachs Group, Inc., Prisons, Prosecution, Judges, Punishment
May 23, 2013
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May 20, 2013
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May 21, 2013
|Story| South Florida Sun-Sentinel
May 22, 2013
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May 21, 2013
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May 21, 2013
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May 21, 2013
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