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Securities

A collection of news and information related to Securities published by this site and its partners.

Top Securities Articles see all

Displaying items 1-5
  • Wall Street struggles to comply with new U.S. sanctions on Russia

    ST. LOUIS (Reuters) - Major U.S. banks and securities firms are struggling to comply with new U.S. sanctions on key parts of the Russian energy and financial industries, with some on Wall Street complaining that the directives are too vaguely worded and leave room for error.
  • That's all? Citigroup eludes real punishment on securities

    The following editorial appeared in the Pittsburgh Post-Gazette on Monday, July 21: Last Monday, the Department of Justice announced a $7 billion settlement with Citigroup, the nation's third-largest bank, over a federal investigation into the bank's...

    Barclays' 'dark pool' volumes drop in wake of lawsuit, data shows

    (Reuters) - Volume in Barclays Plc's private U.S. trading venue, or "dark pool," fell 79 percent in the week and a half after the New York attorney general accused the British bank of giving an unfair edge to high-speed traders, according to data released...

    Morgan Stanley profit more than doubles, beating estimates

    Morgan Stanley profit more than doubles, beating estimates
    (Reuters) - Morgan Stanley's second-quarter income more than doubled, helped by rising revenue in its retail brokerage business as it won more assets to manage from clients, the investment bank said on Thursday. A onetime tax break and the ending of a...

    Exclusive: SEC targets 10 firms in high frequency trading probe - SEC document

    NEW YORK (Reuters) - The U.S. Securities and Exchange Commission has been seeking information on 10 registered broker dealers as part of an ongoing investigation into high-frequency trading strategies, according to an internal SEC document reviewed by...