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Securities

A collection of news and information related to Securities published by this site and its partners.

Top Securities Articles see all

Displaying items 1-5
  • That's all? Citigroup eludes real punishment on securities

    The following editorial appeared in the Pittsburgh Post-Gazette on Monday, July 21:
  • Barclays' 'dark pool' volumes drop in wake of lawsuit, data shows

    (Reuters) - Volume in Barclays Plc's private U.S. trading venue, or "dark pool," fell 79 percent in the week and a half after the New York attorney general accused the British bank of giving an unfair edge to high-speed traders, according to data released...

    Morgan Stanley profit more than doubles, beating estimates

    Morgan Stanley profit more than doubles, beating estimates
    (Reuters) - Morgan Stanley's second-quarter income more than doubled, helped by rising revenue in its retail brokerage business as it won more assets to manage from clients, the investment bank said on Thursday. A onetime tax break and the ending of a...

    Exclusive: SEC targets 10 firms in high frequency trading probe - SEC document

    NEW YORK (Reuters) - The U.S. Securities and Exchange Commission has been seeking information on 10 registered broker dealers as part of an ongoing investigation into high-frequency trading strategies, according to an internal SEC document reviewed by...

    U.S. SEC set to take aim at costly mutual funds, bad brokers

    (Reuters) - A U.S. Securities and Exchange Commission official offered a sneak peek on plans for examining brokerages in 2015, indicating it would likely focus on sales of expensive mutual funds and have a "laser like focus" on problem brokers and firms....