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U.S. Securities and Exchange Commission

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Top U.S. Securities and Exchange Commission Articles see all

Displaying items 1-5
  • Oppenheimer paying $20M in US settlements on penny stock sales, money laundering controls

    Oppenheimer & Co. is paying $20 million in civil settlements with U.S. regulators who accused the investment firm of improper sales of penny stocks and inadequate controls against money laundering.
  • Still looking to buy, Pfizer revenue, profit hit by currency-exchange rates

    PHILADELPHIA Drugmaker Pfizer Inc. might grow, break up, or some combination of both. Chief executive officer Ian Read said Tuesday that Pfizer will keep looking for companies to buy and is taking the next steps to see whether its pieces are worth more...

    At InnoVida, the CEO hired Jeb Bush and went to prison

    MIAMI Jeb Bush was out of the Florida governor's mansion for less than a year when he signed a $15,000-a-month consulting deal with InnoVida, a Miami startup promising to revolutionize affordable housing with remarkably sturdy and lightweight building...

    SkyMall's bankruptcy had less to do with its absurd catalog than you think

    SkyMall's bankruptcy had less to do with its absurd catalog than you think
    On the surface, the bankruptcy of SkyMall seems to be easily explained and none too surprising. The publisher of those seat-back catalogs brimming with useless crapola thumbed through by millions of air passengers, SkyMall ostensibly became the victim...

    Viacom Chief Philippe Dauman paid $44 million in 2014

    Viacom Chief Philippe Dauman paid $44 million in 2014
    Media company Viacom's stock slipped last year -- but the company's chief executive, Philippe Dauman, saw his compensation soar 19% to $44 million. Dauman, 60, received a $20-million bonus in fiscal 2014, even though the company's stock declined 9%...